Operations

📊

4

Business Unit

Total Business Unit records

📁

2

Compliance Assessment

Total Compliance Assessment records

🗂️

2

Control

Total Control records

📋

2

Corrective Action

Total Corrective Action records

Insights

Records by model

Compliance Assessment by status

Data Health

Total records 32

Model Categories

📜

Instruments & Sources

4 models

Legal instruments, their provisions, detected changes, and the business units that own obligations

📜 Legal Instrument 2 📜 Instrument Provision 2 📜 Instrument Change 1 📜 Business Unit 4

⚖️

Obligations

4 models

Legal obligations, their applicability, recurring occurrences and periodic reviews

⚖️ Legal Obligation 2 ⚖️ Obligation Applicability 2 ⚖️ Obligation Occurrence 2 ⚖️ Obligation Review 1

🛡️

Controls & Evidence

4 models

Controls mapped to obligations, evidence requirements and the evidence collected

🛡️ Control 2 🛡️ Obligation Control 2 🛡️ Evidence Requirement 2 🛡️ Evidence Item 2

✅

Verification & Assurance

3 models

Verification plans and activities, and compliance assessments of assurance status

✅ Verification Plan 1 ✅ Verification 1 ✅ Compliance Assessment 2

⚠️

Exceptions & Actions

3 models

Exceptions/breaches, corrective actions and related communications

⚠️ Exception 1 ⚠️ Corrective Action 2 ⚠️ Communication 1